-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SDkA0L+rcKN3i9k/ygZC8ei4A7i2Ef+N4WWyUzN1xc+NHxJpwZIwMhSmz8UiTUFC eG5HJcw52ml11XlqaIhmNA== 0001047469-98-005396.txt : 19980217 0001047469-98-005396.hdr.sgml : 19980217 ACCESSION NUMBER: 0001047469-98-005396 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980212 SROS: NASD GROUP MEMBERS: ANN H. LAMONT GROUP MEMBERS: BANDEL L. CARANO GROUP MEMBERS: EDWARD F. GLASSMEYER GROUP MEMBERS: EILEEN M. MORE GROUP MEMBERS: FREDRIC W. HARMAN GROUP MEMBERS: GERALD R. GALLAGHER GROUP MEMBERS: OAK ASSOCCCIATES VI, LLC GROUP MEMBERS: OAK INVESTMENT PARTNERS VI, LIMITED PARTNERSHIP GROUP MEMBERS: OAK MANAGEMENT CORP GROUP MEMBERS: OAK VI AFFILIATES FUND, LIMITED PARTNERSHIP GROUP MEMBERS: OAK VI AFFILIATES, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VIROPHARMA INC CENTRAL INDEX KEY: 0000946840 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232789550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48239 FILM NUMBER: 98534339 BUSINESS ADDRESS: STREET 1: 76 GREAT VALLEY PARKWAY STREET 2: PO BOX 5000 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 6106510200 MAIL ADDRESS: STREET 1: 76 GREAT VALLEY PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OAK MANAGEMENT CORP CENTRAL INDEX KEY: 0001030818 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032268346 MAIL ADDRESS: STREET 1: ONE GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 SC 13G/A 1 SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ViroPharma Incorporated (Name of Issuer) Common Stock Par Value $.002 (Title of Class of Securities) 928241108 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Cusip No. 928241108 13G Page 2 of 19 Pages 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Oak Investment Partners VI, Limited Partnership 06-1412578 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power 1,537,139 shares of Shares common stock Bene- ficially (6) Shared Voting Power Not applicable Owned by Each (7) Sole Dispositive Power 1,537,139 shares of Reporting common stock Person With (8) Shared Dispositive Power Not applicable - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,537,139 shares of common stock - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 13.4% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) PN Cusip No. 928241108 13G Page 3 of 19 Pages 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Oak Associates VI, LLC 06-1462392 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power Not applicable Shares Bene- (6) Shared Voting Power 1,537,139 shares of ficially common stock Owned by Each (7) Sole Dispositive Power Not applicable Reporting Person (8) Shared Dispositive Power 1,537,139 shares of With common stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,537,139 shares of common stock - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 13.4% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) OO-LLC Cusip No. 928241108 13G Page 4 of 19 Pages 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Oak VI Affiliates Fund, Limited Partnership 06-1414970 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power 35,864 shares of Shares common stock Bene- ficially (6) Shared Voting Power Not applicable Owned by Each (7) Sole Dispositive Power 35,864 shares of Reporting common stock Person With (8) Shared Dispositive Power Not applicable - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 35,864 shares of common stock - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 0.3% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) PN Cusip No. 928241108 13G Page 5 of 19 Pages 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Oak VI Affiliates, LLC 06-1414968 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power Not applicable Shares Bene- (6) Shared Voting Power 35,864 shares of ficially common stock Owned by Each (7) Sole Dispositive Power Not applicable Reporting Person (8) Shared Dispositive Power 35,864 shares of With common stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 35,864 shares of common stock - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 0.3% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) OO-LLC Cusip No. 92841108 13G Page 6 of 19 Pages 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Oak Management Corporation 06-0990851 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power Not applicable Shares Bene- (6) Shared Voting Power 1,573,003 shares of ficially common stock Owned by Each (7) Sole Dispositive Power Not applicable Reporting Person (8) Shared Dispositive Power 1,573,003 shares of With common stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,573,003 shares of common stock - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 13.7% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) CO Cusip No. 928241108 13G Page 7 of 19 Pages 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Bandel L. Carano - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power Not applicable Shares Bene- (6) Shared Voting Power 1,573,003 shares of ficially common stock Owned by Each (7) Sole Dispositive Power Not applicable Reporting Person (8) Shared Dispositive Power 1,573,003 shares of With common stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,573,003 shares of common stock - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 13.7% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN Cusip No. 928241108 13G Page 8 of 19 Pages 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Gerald R. Gallagher - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power Not applicable Shares Bene- (6) Shared Voting Power 1,573,003 shares of ficially common stock Owned by Each (7) Sole Dispositive Power Not applicable Reporting Person (8) Shared Dispositive Power 1,573,003 shares of With common stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,573,003 shares of common stock - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 13.7% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN Cusip No. 928241108 13G Page 9 of 19 Pages 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Edward F. Glassmeyer - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power Not applicable Shares Bene- (6) Shared Voting Power 1,573,003 shares of ficially common stock Owned by Each (7) Sole Dispositive Power Not applicable Reporting Person (8) Shared Dispositive Power 1,573,003 shares of With common stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,573,003 shares of common stock - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 13.7% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN Cusip No. 928241108 13G Page 10 of 19 Pages 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Fredric W. Harman - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power Not applicable Shares Bene- (6) Shared Voting Power 1,573,003 shares of ficially common stock Owned by Each (7) Sole Dispositive Power Not applicable Reporting Person (8) Shared Dispositive Power 1,573,003 shares of With common stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,573,003 shares of common stock - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 13.7% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN Cusip No. 928241108 13G Page 11 of 19 Pages 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Ann H. Lamont - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power Not applicable Shares Bene- (6) Shared Voting Power 1,573,003 shares of ficially common stock Owned by Each (7) Sole Dispositive Power Not applicable Reporting Person (8) Shared Dispositive Power 1,573,003 shares of With common stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,573,003 shares of common stock - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 13.7% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN Cusip No. 928241108 13G Page 12 of 19 Pages 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Eileen M. More - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power Not applicable Shares Bene- (6) Shared Voting Power 1,573,003 shares of ficially common stock Owned by Each (7) Sole Dispositive Power Not applicable Reporting Person (8) Shared Dispositive Power 1,573,003 shares of With common stock - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,573,003 shares of common stock - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 13.7% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN Page 13 of 19 pages Schedule 13G Amendment No. 1 Common Stock, Par Value $.002 CUSIP No. 928241108 Item 1(a) Name of Issuer: ViroPharma Incorporated Item 1(b) Address of Issuer's Principal Executive Offices: 76 Great Valley Parkway Malvern, PA 19355 Item 2(a) Name of Person filing: Oak Investment Partners VI, Limited Partnership Oak Associates VI, LLC Oak VI Affiliates Fund, Limited Partnership Oak VI Affiliates, LLC Oak Management Corporation Bandel L. Carano Gerald R. Gallagher Edward F. Glassmeyer Fredric W. Harman Ann H. Lamont Eileen M. More Item 2(b) Address of Principal Business Office or, if none, Residence: c/o Oak Management Corporation One Gorham Island Westport, CT 06880 Item 2(c) Citizenship: Please refer to Item 4 on each cover sheet for each filing person Item 2(d) Title of Class of Securities: Common stock, $.002 par value Item 2(e) CUSIP Number: 928241108 Item 3 Not Applicable. Item 4 Ownership. The approximate percentages of shares of Common Stock reported as beneficially owned by the Reporting Entities is based upon 11,463,106 shares outstanding as of November 10, 1997, as reported in the Issuer's Quarterly Report on Form 10-Q for the Fiscal Quarter ended September 30, 1997. Please see Items 5, 6, 7, 8, 9 and 11 for each cover sheet for each filing entity. Item 5 Ownership of Five Percent or Less of a Class. Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable Item 8 Identification and Classification of Members of the Group. Not applicable Item 9 Notice of Dissolution of Group. Not applicable Item 10 Certification. Not applicable Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated February 12 1998 Oak Investment Partners VI, Limited Partnership By: Oak Associates VI, LLC, As General Partner By: /s/ Edward F. Glassmeyer ------------------------- Managing Member Oak Associates VI, LLC By: /s/ Edward F. Glassmeyer ------------------------- Managing Member Oak VI Affiliates Fund, Limited Partnership By: Oak VI Affiliates, LLC, As General Partner By: /s/ Edward F. Glassmeyer ------------------------- Managing Member Oak VI Affiliates, LLC By: /s/ Edward F. Glassmeyer ------------------------- Managing Member OAK MANAGEMENT CORPORATION By: /s/ Edward F. Glassmeyer ---------------------------- Name: Edward F. Glassmeyer Title: President /s/ Bandel L. Carano ---------------------------- Bandel L. Carano /s/ Fredric W. Harman ---------------------------- Fredric W. Harman /s/ Gerald R. Gallagher ---------------------------- Gerald R. Gallagher /s/ Edward F. Glassmeyer ---------------------------- Edward F. Glassmeyer /s/ Ann H. Lamont ---------------------------- Ann H. Lamont /s/ Eileen M. More ---------------------------- Eileen M. More INDEX TO EXHIBITS Page EXHIBIT A Agreement of Reporting Persons 18 EX-99.1 2 EXHIBIT A Exhibit A Each of the undersigned hereby agrees that Amendment No. 1 to the Schedule 13G filed on the date hereof with respect to the shares of Common Stock of ViroPharma Incorporated has been filed on behalf of the undersigned. Signature: Dated February 12, 1998 Oak Investment Partners VI, Limited Partnership By: Oak Associates VI, LLC, As General Partner By: /s/ Edward F. Glassmeyer ------------------------ Managing Member Oak Associates VI, LLC By: /s/ Edward F. Glassmeyer ------------------------ Managing Member Oak VI Affiliates Fund, Limited Partnership By: Oak VI Affiliates, LLC, As General Partner By: /s/ Edward F. Glassmeyer ------------------------ Managing Member Oak VI Affiliates, LLC By: /s/ Edward F. Glassmeyer ------------------------ Managing Member OAK MANAGEMENT CORPORATION By: /s/ Edward F. Glassmeyer ------------------------ Name: Edward F. Glassmeyer Title: President /s/ Bandel L. Carano ------------------------ Bandel L. Carano /s/ Fredric W. Harman ------------------------ Fredric W. Harman /s/ Gerald R. Gallagher ------------------------ Gerald R. Gallagher /s/ Edward F. Glassmeyer ------------------------ Edward F. Glassmeyer /s/ Ann H. Lamont ------------------------ Ann H. Lamont /s/ Eileen M. More ------------------------ Eileen M. More -----END PRIVACY-ENHANCED MESSAGE-----